One core facet of algo execution is AI-powered high-frequency trading (HFT), and there are fears that this could lead to market manipulation by driving large volumes of trades in a way that ...

Division of Examinations recently issued a Risk Alert citing recent deficiencies observed during examinations of registered funds, including the mischaracterization of environmental, social, and ...

With the January 2025 deadline nearing, firms doing business in the EU will be feeling pressure to comply with the Digital ...

Biometric Data Policy Statement and enforcement actions, including those involving Rite Aid, Everalbum, and Facebook, and ...

the compliance requirements are not the same across the board. Aside from bringing more organizations into scope, there are four main pillars to the new regs, introducing more robust requirements in ...

Pennsylvania State University has agreed to pay the Justice Department $1.25 million to settle claims of misrepresenting its cybersecurity compliance to the federal ... expressed to The Register that ...

The compliance costs – equivalent to fines – for failing to meet EU targets are projected to exceed €8 billion by the end of the decade in certain scenarios, it adds. In the final part of ...

This unique position necessitates strict adherence to various compliance rules, not just as a legal requirement but as a means to build trust and ensure long-term success. This article explores the ...

What you don’t measure could cost you everything. As boards and investors demand proof of effective compliance programs, savvy organizations are turning to key metrics to gauge their success. But in a ...