The DPPA Decree includes a template CfD between GENCO and Large Consumers and allows ... the allocation of risks between the parties should also carefully consider the risk allocation under the PPA ...
With the January 2025 deadline nearing, firms doing business in the EU will be feeling pressure to comply with the Digital ...
Abstract: The integration of Generative AI (GenAI) is poised to transform risk management and compliance frameworks in the financial services sector. Leveraging advanced neural networks ...
Algo trading (algorithmic trading) is a recent technological development that’s helped to pave the way for revolutionary ...
Compliance with regulatory standards is essential. Financial institutions across the world face mounting pressure to meet ...
The consequences of non-compliance are wide-ranging and severe. Among respondents who admitted to missing regulatory requirements, nearly half (49%) reported delayed or canceled product launches, 40% ...
Division of Examinations recently issued a Risk Alert citing recent deficiencies observed during examinations of registered funds, including the mischaracterization of environmental, social, and ...
When protecting confidential customer data in the financial services sector, one of the most significant risk areas is ...
The Cybersecurity Maturity Model Certification (CMMC) serves a vital purpose in that it protects the Department of Defense’s data. But certification – which includes standards ensuring that ...
Ponteratm, the fintech company helping retirement savers receive 401(k) account management from their financial advisor, has announced the availability of Envestnet's BillFin solution through an ...